Field Training Exercise (FTX) Program

Q & A  

Q: What is FTX?

A: FTX or Field Training Exercise Program, is a new approach for dealing with employees after a test is performed. After all set-up tests, a debriefing is held with the employee/crew to discuss the test, the employees’ performance, the rules involved in the test, and any corrective actions that need to be made.

 

Q: Where did FTX start?

A: FTX began as a pilot on the Utah Service Unit. After listening to a group of Air Force flight officers (Afterburners) discuss how they debriefed each flight mission, it was decided to use a similar approach during testing.  The purpose of the flight mission debriefing was to ensure that mistakes were identified and discussed and that appropriate action was taken to prevent the mistakes in the future.  

 

Q: Explain the rationale of debriefing

A: The idea of debriefing is to place emphasis on learning and improvement and not discipline. Rather than immediately invoking the disciplinary process after a failure, a briefing is used as a tool to improve performance. By discussing the test and the employee actions during the test, without pointing fingers, people can focus on what needs to be done for improvement vs. defending the actions that were not appropriate. The idea of debriefing is to talk through the test and the employees’ performance (right or wrong) and learn from the discussion so that the same mistake(s) will not be made in the future.

 

Q: Does a debriefing occur after every test?

A: Yes, after every set-up test. If the employees conducted themselves properly, the manager reinforces the appropriate behaviors during the debriefing. If the employees failed the test, the manager and the employees talk through the test and the applicable rules to ensure a proper understanding.

 

Q: Sometimes we do not want to let crews know we are testing. If we stop the train or the employees, all other crews will likely know that we are there.

A: This is true and is one of the changes that come with this process. Remember, we are not out there to catch employees doing things wrong.  We are out there to assess whether our employees know the rules.  If they comply with the rules they should be recognized. If they do not comply, we want to make sure they understand the rules first, and then make sure they clearly understand the importance of rules compliance.

 

Q:  Are debriefings conducted after all "routine observation" tests ?

A:  Not always. If failures are observed, a debriefing is required. It may be impractical to debrief in all cases when there are no failures. If no debriefing is held, managers must communicate the test and results to the employees by some suitable means, as soon as practicable.


 

Q: How does the FTX program fit with the disciplinary program?

A: The only difference is that debriefings (on-site and formal) are used in lieu of disciplinary action for failures, until such time that an employee becomes ineligible. All other causes for disciplinary action continued to be handled under the current disciplinary process.

 

Q: Does FTX Debriefing replace the diversion opportunities (Formal Conference or C.O.R.E.) under UPGRADE discipline process?

A: No. FTX has no affect on the discipline process. FTX only addresses how efficiency tests are handled prior to entering the discipline process. The FTX guidelines do describe when a failure causes an employee to move from FTX participation to the discipline process. 

 

Q: Does a Level 4 test failure, handled under FTX, count toward the UPGRADE note which reads, "if an employee commits two Level 4 infractions within a 24-month period, the discipline will be assessed at Level 5.?"

A: No. Infractions handled under FTX have no impact on disciplinary handling.

 

Q: If an employee becomes ineligible for FTX, when can he/she be reinstated, and under what circumstances?

A:  After 24 months with no test failures during that time period.

 

Q: What is involved with debriefing?

A: Discussion involving the employee(s) tested and the testing manager(s). The debriefing will take place after the test is completed at the location, or in close proximity to the location of the test.  The intent of the field debriefing is to review the rule(s) tested, the intent and application of the rule(s), and the employee(s) performance relative to the testing event.  All debriefings will utilize a debriefing checklist and affected employees will receive a completed copy of the checklist at the end of the debriefing. 

 

Q: What is involved with formal debriefing?

A: The formal debriefing is a discussion involving the employee and the employee’s supervising manager. The employee’s local labor representative will also be invited to attend. The formal debriefing will be conducted at a suitable location allowing for privacy and open discussion as soon as practicable after the day of the failure.  The formal debriefing is not a faultfinding exercise. It is intended to be an open discussion and will focus on root causes and corrective action needed to avoid future failures.

 

Q: What is labor’s involvement in FTX?

A: We would like to have labor’s involvement in communicating the FTX program to our employees and in the first week (rollout) of testing under FTX.  In addition, labor will be invited to participate in formal debriefings and, periodically to review the progress of FTX.

 

Q: Are employees paid for a formal debriefing?

A: Yes

 

Q: Are labor reps paid to participate in a formal debriefing?

A: No

 

Q: How do we record FTX tests?

A: First, the manager completes a FTX debriefing form and provides copies to the crewmembers. This form is essentially a checklist that serves as an agenda for the discussion with appropriate space to record test information and key points taken from the debriefing. The manager will subsequently document the test using the JB T function in TCS, just as tests are currently documented. 

 

Q: How is a failure handled if it occurs outside of testing ( I.e. run through a red block and found by dispatcher or self-report)?

A: Same manner as present, using the current disciplinary process 

 

Q: How do we know the FTX status of an employee before we debrief?

A: At this point, there is no automatic identifier to indicate an employee’s eligibility. The manager must review the employee’s record after each test to determine the employee’s status. If, because of the most recent failure, an employee requires a formal debriefing or becomes ineligible, the manager should notify the employee.  Similarly, if the employee was ineligible at the time of the test, the employee should be notified of any disciplinary action. 

 

Q:  How do we handle a situation in which a crew fails a test and one member of the crew is in the FTX program and the other member is ineligible due to previous failures?

A: This case is handled like any other debriefing.  The on-site debriefing is conducted and the crew is told that each person’s FTX status will be reviewed. If any further handling is required the employee will be advised.

 

Q: Can an employee elect not to contribute to the debriefing discussion? 

A: We will not force an employee to participate in debriefings. However, if an employee declines to participate, the failure will be handled through the disciplinary process. 

 

Q: How do I know whether debriefing, formal debriefing, or the disciplinary process is to be used for a test failure?

A: It depends on the type of rule involved in the failure and the number and types of failures in the last 24 months.  See following table.

 

Rule infraction

1st failure

2nd failure

3rd failure

Level 1-3 *

On-site Briefing

Formal debriefing

Formal debriefing and ineligible for FTX for 24 months

Cardinal rule

On-site briefing

Formal debriefing and ineligible for FTX for 24 months

 

Level 4 **

Formal debriefing. Next level 4 is handled through discipline process and employee becomes ineligible for FTX for 24 months. 

 

 

* If a second failure involves the same operating or safety rule as a previous failure within the past 24 months, the employee becomes ineligible for FTX for 24 months

** A level 4 does not disqualify an employee from FTX unless another level 4 occurs within 24 months or the employee’s total failure count reaches three within 24 months.